Top 150+ Solved Indian Financial System MCQ Questions Answer
Q. ----------- is dealing in securities done by those who having access to pricesensitive information.
a. Margin trading
b. Insider trading
c. Price rigging
d. Wash sales
Q. --------- is a calculated move with an expectation to reap huge profit frommarket fluctuations
a. Gambling
b. Speculation
c. Genuine investment
d. None of the above
Q. The scheme in which company can allot shares not more than 15% of theissue size, to the public in addition to the shares already offered- is called
a. Right issue
b. ESOPs
c. Green shoe option
d. Bonus issue
Q. -------- is an offer document is used in public issue made under bookbuilding method.
a. Red herring prospectus
b. Abridged prospectus
c. Statement in lieu of prospectus
d. Shelf prospectus
Q. A system of security trade in which one is allowed to invest in excess ofhis financial capacity by borrowing funds
a. Margin trading
b. Cornering
c. Rigging
d. Arbitrage
Q. -------- means temporary halt of trade in stock exchanges whenever indexmoves upward or downward beyond the specified limits
a. Laddering
b. Cornering
c. Circuit breaking
d. Side by siding
Q. Non-voting shares were introduced by Companies (Amendment) bills inthe year
a. 1997
b. 1999
c. 2000
d. 2002
Q. in the case of -------- bonds, the value is inversely related to short terminterest rates.
a. Fixed rate bonds
b. Inverse float bonds
c. Perpetual bonds
d. Option bonds
Q. Which of the following is /are example of primary or direct financialinstrument
a. Fixed deposit receipt
b. Insurance policies
c. Mutual fund Unit
d. Debentures
Q. Which of the following is /are example of Secondary or indirect financialinstrument
a. Equity shares
b. Preference shares
c. Post office saving deposit
d. Bonds
Q. The period at which a Fixed Price Public issue is required to kept open is
a. 3-7 Working days
b. 5-14 Working days
c. 3-10 Working days
d. 7-21 Working days
Q. The period at which a Book Building issue is required to kept open is
a. 3-7 Working days
b. 5-14 Working days
c. 3-10 Working days
d. 7-21 Working days
Q. Maximum time limit for the allotment of shares or refund order in case ofpublic issue is
a. 15 days of closure of issue
b. 30 days of closure of issue
c. 45 days of closure of issue
d. 60 days of closure of issue
Q. Which of the following is not a mode of long term financing?
a. Venture capital
b. Factoring
c. Forfaiting
d. Bonds issue
Q. Which of the following is /are considered as modes of short term finance
a. Bill discounting
b. Factoring
c. Advances from customers
d. All of these