Top 250+ Solved Indian Banking and Financial System MCQ Questions Answer
Q. The scheme in which company can allot shares not more than 15% of the issue size, tothe public in addition to the shares already offered- is called
a. Right issue
b. ESOPs
c. Green shoe option
d. Bonus issue
Q. The merchant banker coordinating a public issue is called as
a. Syndicator
b. Lead manager
c. Post issue manager
d. None of these
Q. -------- is a shortened form of prospectus
a. Red herring prospectus
b. Abridged prospectus
c. Statement in lieu of prospectus
d. Shelf prospectus
Q. -------- is an offer document is used in public issue made under book building method.
a. Red herring prospectus
b. Abridged prospectus
c. Statement in lieu of prospectus
d. Shelf prospectus
Q. In technical sense, short sellers (bears) will be “squeezed” through
a. Wash sales
b. Cornering
c. Rigging
d. Arbitrage
Q. ---------- is known as ‘Traffic in securities’
a. Wash sales
b. Cornering
c. Rigging
d. Arbitrage
Q. A system of security trade in which one is allowed to invest in excess of his financialcapacity by borrowing funds
a. Margin trading
b. Cornering
c. Rigging
d. Arbitrage
Q. Which of the following speculative transactions are unfair and prohibited?
a. Margin trading
b. Option deals
c. Rigging
d. Arbitrage
Q. Which of the following is not a prohibited act in security market?
a. Insider trading
b. Price rigging
c. Cornering
d. Margin trading
Q. ------- is undertaken for making a dishonest claim for tax deduction.
a. Wash sales
b. Price rigging
c. Cornering
d. Margin trading
Q. -------- means temporary halt of trade in stock exchanges whenever index movesupward or downward beyond the specified limits
a. Laddering
b. Cornering
c. Circuit breaking
d. Side by siding
Q. Unsecured debentures are also known as...........
a. Registered debentures
b. Bearer debentures
c. Naked debentures
d. Collateral debentures
Q. Non-voting shares were introduced by Companies (Amendment) bills in the year
a. 1997
b. 1999
c. 2000
d. 2002
Q. in the case of -------- bonds, the value is inversely related to short term interest rates.
a. Fixed rate bonds
b. Inverse float bonds
c. Perpetual bonds
d. Option bonds