Top 350+ Solved Financial Markets and Institutions MCQ Questions Answer
Q. ..................... is a preferential independent broker who deals in securities on his own behalf.
a. Jobber
b. sub broker
c. Remisiers
d. arbitragers
Q. The facility to carry forward a transaction from one settlement period to another is known as..................... transaction
a. Badla
b. arbitrage
c. cornering
d. trading inside
Q. The device adopted to make profit out of the differences in prices of a security in to differentmarkets is called.....................
a. Cornering
b. prise rigging
c. arbitrage
d. margin trading
Q. The central depositary ..................... the security on behalf of the investors
a. Hold
b. transfer
c. both a & b above
d. none of these
Q. ..................... of shares in the first step in the depository process
a. Registration
b. Listing
c. Rematting
d. immobilisation
Q. . ..................... is the link between the depository and the owner
a. Agent
b. Depository participant
c. Beneficiary
d. Broker
Q. ..................... issues does not bring in any fresh capital
a. equity
b. preference
c. debenture
d. bonus
Q. Prospectus is not issued in
a. public issue
b. private placement
c. right issue
d. none the above
Q. An issuer need not file an offer document in case of
a. public issue
b. preferential allotment
c. right issue
d. bought out deal
Q. An issuer can launch an IPO within.....................
a. 3 months
b. 6 months
c. 9 months
d. one year
Q. An issue of a minimum size of Rs. ..................... crore is a mega issue
a. 50
b. 100
c. 150
d. 300
Q. Financial institutions are also known as ........................
a. Financial organisation
b. Financial intermediaries
c. Financial system
d. Any of the above
Q. ........................ is the first development financial institution in India.
a. IDBI
b. ICICI
c. IFCI
d. RBI
Q. Management Development Institute (MDI) was set up by ........................
a. IDBI
b. ICICI
c. IFCI
d. SEBI