Top 150+ Solved Mutual Fund Management MCQ Questions Answer

From 61 to 75 of 177

Q. Investors in high tax brackets will normally achieve higher performance by selecting a mutualfund that generates

a. long-term dividends

b. long-term capital gains

c. long-term stock dividends

d. short-term capital gains

  • b. long-term capital gains

Q. For a scheme to be defined as an equal fund, it must have a minimum

a. 65% in Indian equities

b. 65% in equities

c. 51% Indian equities

d. 35% in Indian equities

  • b. 65% in equities

Q. Which of the following characteristics is not true of close-ended funds?

a. They can be load or no-load funds.

b. They do not repurchase shares from investors.

c. They are bought and sold on stock exchanges.

d. They may sell above or below NAV.

  • a. They can be load or no-load funds.

Q. Regarding load and no-load mutual funds,

a. Load funds usually outperform no-load funds

b. no-load funds perform at least as well as load funds even fees are ignored.

c. Two types of fund perform about the same considering the fees

d. Load funds may be bought directly, whereas no-load funds must be purchased through a broker.

  • b. no-load funds perform at least as well as load funds even fees are ignored.

Q. The component of the expense ratio that includes a fee charged by some mutual funds to pay brokers is

a. A management fee

b. A 12b-1 fee

c. An administrative expense.

d. A referral fee.

  • b. A 12b-1 fee

Q. which of the following is a stock mutual fund?

a. Ginnie Mae fund

b. Growth fund

c. Municipal securities fund

d. Treasury securities find

  • b. Growth fund

Q. Which of the following stock mutual fund focus on medium-sized companies that are more establishedthan small-cap firms, but may have less growth potential?

a. Equity income funds

b. Sector funds

c. Mid-size capitalisation funds

d. Balance growth and income funds

  • c. Mid-size capitalisation funds

Q. Which of the following is not a reason why Index funds typically incur lower expenses than othermutual funds?

a. Index funds are not actively managed

b. There are no expenses for research

c. The portfolio is reversed infrequently, so the transaction cost is low.

d. The security and Exchange Commission set a limit on index fund expenses

  • d. The security and Exchange Commission set a limit on index fund expenses

Q. Index funds incur _______ expenses and are ______ managed compared to other funds.

a. fewer; not actively

b. fewer; actively

c. more; not actively

d. more; actively

  • a. fewer; not actively

Q. Index funds offer tax advantages because they ______ In much trading and, therefore, _______ capitalgains.

a. engage; generate

b. do not engage; generate

c. engage; do not generate

d. do not engage; do not generate

  • d. do not engage; do not generate
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